ppAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.br/The role acts as a compliance advisor within the entity in connection with Italian and European financial regulations, and in particular to regulations related to insurance brokerage activities. This includes the performance of thematic regulatory reviews and the provision of expert support in relation to regulatory changes.br/In addition to this, the Compliance Officer Italy (COI) collaborates with the Consolidated Supervision Team in the monitoring of the business and contribute to the performance of second-line-of-defense controls.br/The role reports directly to the Head of Products Services Compliance of Bank Julius Baer Europe S.A. Additionally, the COI reports to the CMLRO, supporting him for compliance/AML topics related to the Italian branch.br/ /ph3YOUR CHALLENGE /h3h3General/ Compliance Culture /h3ulliEnsure the compliance of BJBE with applicable banking and securities laws, regulations and internal guidelines regarding financial regulation, and in particular to insurance-related rules (i.e. IDD). Ensure excellent and evolving knowledge of all regulations, industry best practice and in-house policies and procedures /li /ulh3Relationship with Regulators and Authorities /h3ulliSupport the CMLRO and Head of Products Services Compliance in maintaining a sound and regular relationship with the Italian authorities and other relevant regulators and ensure the respect of the reporting to the local regulators /li /ulh3Compliance Advisory Service /h3ulliProvide advice to and liaise with BJBE Management on compliance related matters /liliProvide advice on regulatory compliance matters to the business and the senior management /liliDraft and review compliance guidance and internal policies/procedures /liliParticipate in projects addressing new regulatory initiatives and contribute to the enhancement of regulatory processes /liliUpdate BJBE Management in the location on any regulatory changes with relevance to their respective area of responsibility /liliParticipate in the new business activities process as a regulatory advisor /liliEnsure excellent and evolving knowledge of all regulations, industry best practice and in-house policies and procedures /li /ulh3Compliance Programme /h3ulliImplement and maintain all relevant global standards as defined in the Global Julius Baer Compliance Program in BJBE under consideration of the relevant local regulations and laws /liliAnalyse periodically the business activities in the local entity in order to assess the existing compliance risks /liliConduct appropriate controls following the “Three-Lines-of-Defence-Model” and ensure that the number and design of controls is commensurate with the level of risks (risk based approach) /liliProvide Management assurance by periodically testing the adherence to compliance rules /liliPrepare regular and ad-hoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomes /li /ulh3YOUR PROFILE /h3ulliMaster´s degree in Economics, Finance or Legal /liliAt least 3 years of relevant experience in the European financial industry (audit, banking..)



/liliGood understanding of European financial laws and regulations and in particular of insurance-related rules (i.e. IDD) /liliExcellent analytical qualities and problem-solving mind-set to define efficient compliance solutions to regulatory needs /liliExcellent verbal and writing skills in English and Italian to prepare clear, concise reports with minimal supervision. Additional languages are considered as an asset. /liliDetail oriented and demonstrate a high readiness of mind /liliAbility to work under pressure, autonomously and within a team /liliAbility to go along with different cultural backgrounds /li /ulh3Personal and social /h3ulliPassionate with appetite for driving and implementing change with both a control and a service mind-set /liliAbility to deep dive and tackle topics “hands on” when required /liliAble to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally /liliStrong negotiator /liliStrong ability to define and lead the implementation of pragmatic and effective solutions /li /ulh3Professional and Technical /h3ulliExperienced Compliance officer with significant experience in terms of EU regulations and Italian regulation more specifically /liliSignificant experience in the international wealth management industry (HNWI, UHNWI) /liliDetailed knowledge of investment services regulations with a particular focus on the insurance products /liliExperience in dealing with regulators and respective requests /liliProject management experience as leader and project member /li /ul /p #J-18808-Ljbffr

📌 Compliance Officer Italy 100% (m,f,d) (Milano)
🏢 Julius Baer
📍 Milano