Who we are looking for We are looking for a Compliance Officer (Officer level) who will primarily focus on the oversight of and provide advice and guidance related to Investment Services and Global Delivery products for State Street Bank International GmbH - Italy Branch. Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need reliable and proactive individuals to help navigate products and the organization as a whole and ensure compliance with applicable regulations. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for. What you will be responsible for As a Compliance Officer you will:
- Under limited supervision, work on various elements of a particular business units Compliance Oversight Program (COP), with particular focus on depository and custody areas -
- Understanding of various risk assessment frameworks and formulating recommendations for compliance strategies based on accurate identification of potential business risks, franchise risks, reputational risks, and emerging risks -
- Identify, analyze and provide compliance advice to the business and senior management on applicable laws and regulations, with specific focus on custody and depository, PSD, MiFID, Market Abuse, 231/01.- Design, plan, conduct and report on the testing within Compliance Advisory Reviews for SSBI- Exercise discretion and judgment with regard to matters of significance,



such as supporting production of management reporting, including but not limited to data collection, qualitative and / or quantitative analysis, formatting and quality assurance -
- Work independently on specific assignments and consult with senior staff where clarification or exception to policy may be required -
- Under limited supervision, act as coordinator for resolution of compliance issues -
- Support communication to inform business units of regulatory developments and policy changes with particular focus on depository and custody areas -
- Support regulatory exams and investigations as appropriate- Coordinate the implementation of controls with the business and management -
- As requested, review work of others for technical accuracy and provide input with the goal of enhancing the teams efforts to mitigate regulatory risk- Drive open and collaborative communications ensuring regulatory information is shared in a timely manner with key functions -
- Share in the establishment/implementation of compliance training and education programs to keep business personnel apprised of compliance policies and regulatory obligations (inclusive of new employee induction training) -
- Actively participate in risk management projects - Cultivate effective relationships with internal business partners to successfully achieve organizational goals -
- Identify and report all risk and compliance issues,



breaches and suspicious activities - Establish and maintain relationships with the other Compliance staff members globally -
- Complete assigned periodic training as required by corporate methodology (annually, quarterly, etc.) -
- Identify real-time process improvements and suggest resolutions where needed - Perform other duties as required- Support the team in the management of 231/01 Committee’s tasks What we value These skills will help you succeed in this role- Ability to make independent decisions, develop creative solutions to problems and manage implementation through to acceptance- Have a strong understanding of policies, procedures and controls- Excellent interpersonal, organizational, communication and team-working skills- Demonstrated ability to work effectively with outside parties at all organizational levels- Strong analytical skills, excellent oral and written communication skills- Attention to detail, project management and organizational skills- Aptitude to work both independently and collaboratively, manage multiple simultaneous tasks in a high-pressure, deadline-driven environment- Previous experience in a compliance advisory function covering custody, fund administration or investment servicing businesses is considered plus. Education & Preferred Qualifications- MA/ MSc/ BA/ BS (or equivalent experience) in a related field- Minimum of 4-5 years relevant work experience with risk, compliance, legal or audit functions within the financial services sector preferred- Excellent critical thinking skills- Ability to communicate with and appropriately influence all levels of management- Excellent interpersonal, communication (written and verbal), and presentation skills- Excellent p

📌 Compliance Officer, Hybrid (Milano)
🏢 State Street
📍 Milano