Head Of Legal & Compliance (Bardi)

Head Of Legal & Compliance (Bardi)

14 set
|
Txt E-Solutions
|
Bardi

14 set

Txt E-Solutions

Bardi

OverviewIn this role you will lead the Legal & Compliance function for ReVersal SIM, ensuring full regulatory adherence while enabling business growth.
You will be the sole reference for legal, corporate, and regulatory matters, reporting to Senior Management and the Board.
You will shape the compliance program, provide regulatory guidance to management and the Investment Team, and oversee contracting and governance processes.
This is an opportunity to turn regulatory constraints into scalable, efficient practices in a dynamic wealth-management environment.
Retribuzione / BenefitsPermanent contract
Competitive gross annual salary (RAL) 40,******,000
On-site location in Milan
Equal opportunities and diversity commitments
ResponsabilitàDefine and monitor the Compliance Plan and conduct risk assessments/audits of internal processes
Monitor regulatory developments (Consob, Bank of Italy, MiFID II) and provide ex-ante support for new services and business lines
Draft and maintain contract documentation; negotiate strategic agreements with partners, brokers, outsourcers, and vendors




Support the Board of Directors and Board of Statutory Auditors with minutes, power of attorney, reporting; manage registers and pre-litigation matters
Plan and deliver internal training to embed regulatory changes and promote ethical client treatment
Requisiti fondamentali8–12 years in Compliance, Legal, or Internal Control within investment firms, asset managers, banks, or financial-sector law firms
Solid knowledge of TUF, MiFID II, Consob Intermediaries Regulation (Product Governance, Best Execution, Inducements), and AML/GDPR
Familiarity with electronic signatures, pre-contractual documentation, and complaint management
Degree in Law or Economics/Finance; bar qualification is a plus
Autonomy and independence of judgment
Pragmatic problem-solving orientation
Strong communication with senior management and boards
Regulatory compliance and governance
Legal drafting and contracting
Regulatory monitoring and risk assessment

📌 Head Of Legal & Compliance (Bardi)
🏢 Txt E-Solutions
📍 Bardi

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